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How the Federal Blueprint Breaks New Ground
The controversial University of Montana and (together, the 鈥渂lueprint鈥) issued by the Departments of Justice and Education two weeks ago have drawn criticism from commentators nationwide. The heat has come from all corners, with UCLA School of Law professor and First Amendment expert , former Department of Education attorney , , , , , and many weighing in on the threat to free speech on campus.
Given the hailstorm of criticism that has followed the feds鈥 for the University of Montana agreement, I鈥檝e been struck by the lack of public support for the shockingly broad definition of 鈥渟exual harassment鈥 that the Department of Education鈥檚 Office for Civil Rights (OCR) will now require of institutions receiving federal funding. Disappointingly, OCR has gone silent again, just as it did the last time it decided to severely erode student and faculty rights. I encourage folks reading at home to try your luck contacting OCR, because I鈥檓 pretty certain that they plan to simply ignore concerns about campus civil liberties until forced by popular demand to do otherwise.
So while we wait for answers from the authors of this 鈥渂lueprint for colleges and universities throughout the country,鈥 I want to address a question I鈥檝e seen surface in a few comment sections online. A couple of folks have noted that the broad definition of sexual harassment put forth in the blueprint鈥攖hat is, 鈥渁ny unwelcome conduct of a sexual nature鈥濃攃losely tracks language contained in OCR鈥檚 2001 . In that document, OCR states that 鈥淸s]exual harassment is unwelcome conduct of a sexual nature.鈥
Given the nearly identical phrasing, I鈥檝e seen a few commenters ask why we鈥檙e so concerned. How different is the blueprint released two weeks ago from the 2001 Guidance?
Short answer? Plenty.
For the long answer, let鈥檚 review the three central differences.
1. Unlike the 2001 Guidance, the 鈥渂lueprint鈥 requires the broad definition to be adopted verbatimas university policy.
In describing sexual harassment generally, the 2001 Guidance uses the same formulation found in the new blueprint鈥攂ut it absolutely does not require colleges and universities to adopt that language, verbatim, as university policy.
In fact, the opposite is true. According to the 2001 Guidance, 鈥淭itle IX does not require a school to adopt a policy specifically prohibiting sexual harassment or to provide separate grievance procedures for sexual harassment complaints.鈥 Read that again: Not only does the 2001 Guidance not require schools to adopt the broad definition of sexual harassment as a statement of policy, it doesn鈥檛 require schools to adopt a sexual harassment policy at all. As long as the institution adopts and publishes 鈥渁 policy against sex discrimination and grievance procedures providing for prompt and equitable resolution of complaints of discrimination on the basis of sex,鈥 and as long as that policy and those procedures 鈥減rovide effective means for preventing and responding to sexual harassment,鈥 the school has fulfilled its obligations under Title IX.
And far from requiring universities to adopt the broad definition of sexual harassment verbatim, as the new blueprint does, the 2001 Guidance grants colleges and universities significant autonomy to draft their own procedures for fulfilling their Title IX obligations, based on their own particular institutional circumstances. The 2001 Guidance provides:
Procedures adopted by schools will vary considerably in detail, specificity, and components, reflecting differences in audiences, school sizes and administrative structures, State or local legal requirements, and past experience.
No one-size-fits-all mandate here!
In sharp contrast, the findings letter issued two weeks ago instructs the University of Montana to define sexual harassment in a very specific, very expansive way: 鈥渟exual harassment should be more broadly defined as 鈥榓ny unwelcome conduct of a sexual nature.鈥欌 In so doing, the blueprint entirely erases the autonomy provided to institutions by the 2001 Guidance.
The findings letter explicitly rejects one of the University of Montana鈥檚 previous definitions鈥攕tating that sexual harassment is conduct 鈥渟ufficiently severe or pervasive as to disrupt or undermine a person鈥檚 ability to participate in or receive the benefits, services, or opportunities of the University, including unreasonably interfering with a person鈥檚 work or educational performance鈥濃攁s deficient. (It鈥檚 worth noting that 果冻传媒app官方 rates this policy as a 鈥済reen light,鈥 as it presents no threat to protected expression as written. The policy does a fair job of tracking the core elements of the speech-protective definition of harassment in the educational context announced by the Supreme Court of the United States in Davis v. Monroe County Board of Education, 526 U.S. 629, 652 (1999).)
The rejection of this University of Montana policy cannot be squared with the deference granted to institutions in the 2001 Guidance. And by proclaiming the University of Montana agreement to be a 鈥渂lueprint for colleges and universities throughout the country,鈥 OCR and the Department of Justice (DOJ) have fired a warning shot intended to be heard nationwide. To be in compliance with Title IX, the federal government is now on record as demanding that schools specifically adopt the broadest possible definition of sexual harassment as an operable statement of policy. That鈥檚 new.
2. Unlike the 2001 Guidance, the blueprint requires a new policy distinction between 鈥渉ostile environment鈥 harassment and 鈥渟exual harassment鈥 more generally.
The second key difference between the 2001 Guidance and the blueprint is related to the first, but important enough to discuss separately.
In rejecting the University of Montana definition of sexual harassment provided above, OCR and DOJ charge that the university has impermissibly merged the definitions of what it characterizes as two separate offenses: 鈥渟exual harassment鈥 and 鈥渉ostile environment鈥 harassment. Here鈥檚 the exact passage from page 8 of the :
The confusion about when and to whom to report sexual harassment is attributable in part to inconsistent and inadequate definitions of 鈥渟exual harassment鈥 in the University鈥檚 policies. First, the University鈥檚 policies conflate the definitions of 鈥渟exual harassment鈥 and 鈥渉ostile environment.鈥 Sexual harassment is unwelcome conduct of a sexual nature. When sexual harassment is sufficiently severe or pervasive to deny or limit a student鈥檚 ability to participate in or benefit from the school鈥檚 program based on sex, it creates a hostile environment. The University鈥檚 Sexual Harassment Policy, however, defines 鈥渟exual harassment鈥 as conduct that 鈥渋s sufficiently severe or pervasive as to disrupt or undermine a person鈥檚 ability to participate in or receive the benefits, services, or opportunities of the University, including unreasonably interfering with a person鈥檚 work or educational performance.鈥 While this limited definition is consistent with a hostile educational environment created by sexual harassment, sexual harassment should be more broadly defined as 鈥渁ny unwelcome conduct of a sexual nature.鈥 [Internal citation omitted.]
In other words, the blueprint requires universities to distinguish between 鈥渉ostile environment鈥 harassment and 鈥渟exual harassment鈥 more generally鈥攕eemingly creating a broad third category of 鈥渟exual harassment,鈥 distinct from hostile environment harassment and quid pro quo harassment. Accordingly, OCR and DOJ reject the University of Montana鈥檚 definition, claiming that it only reaches hostile environment harassment, and not sexual harassment writ large.
But this distinction between 鈥渟exual harassment鈥 and 鈥渉ostile environment鈥 harassment is very different from the conception of sexual harassment discussed in OCR鈥檚 2001 Guidance. In 2001, OCR stated:
This guidance moves away from specific labels for types of sexual harassment. In each case, the issue is whether the harassment rises to a level that it denies or limits a student鈥檚 ability to participate in or benefit from the school鈥檚 program based on sex. However, an understanding of the different types of sexual harassment can help schools determine whether or not harassment has occurred that triggers a school鈥檚 responsibilities under, or violates, Title IX or its regulations.
The type of harassment traditionally referred to as quid pro quo harassment occurs if a teacher or other employee conditions an educational decision or benefit on the student鈥檚 submission to unwelcome sexual conduct. Whether the student resists and suffers the threatened harm or submits and avoids the threatened harm, the student has been treated differently, or the student鈥檚 ability to participate in or benefit from the school鈥檚 program has been denied or limited, on the basis of sex in violation of the Title IX regulations.
By contrast, sexual harassment can occur that does not explicitly or implicitly condition a decision or benefit on submission to sexual conduct. Harassment of this type is generally referred to as hostile environment harassment. This type of harassing conduct requires a further assessment of whether or not the conduct is sufficiently serious to deny or limit a student鈥檚 ability to participate in or benefit from the school's program based on sex.
Teachers and other employees can engage in either type of harassment. FIRE and third parties are not generally given responsibility over other students and, thus, generally can only engage in hostile environment harassment. [Emphases added; internal citations omitted.]
Here, OCR makes no functional distinction between 鈥渟exual harassment鈥 among students and 鈥渉ostile environment鈥 harassment at all. Indeed, OCR states that for students, sexual harassment is hostile environment harassment. So if the University of Montana鈥檚 policy impermissibly conflated hostile environment harassment and sexual harassment, as OCR and DOJ charge, then OCR鈥檚 2001 Guidance is guilty of the same.
OCR鈥檚 distinction between 鈥渉ostile environment鈥 harassment and 鈥渟exual harassment鈥 more generally is new, and so is requiring schools to make this distinction in their policies.
Why does this new distinction matter for freedom of expression?
Here鈥檚 why mandating this new distinction is important鈥攁nd why it harms student and faculty rights. By separating 鈥渟exual harassment鈥 from 鈥渉ostile environment鈥 harassment, OCR has also separated 鈥渟exual harassment鈥 from the set of evaluative factors it uses to determine whether a hostile environment has been created. These factors include whether the conduct affected a student鈥檚 education, whether the conduct was part of a pattern of behavior, the identity of and relationship between the individuals involved, the context of the conduct, and more. By reviewing these and other factors to determine whether conduct created a hostile environment鈥and was thus sexual harassment鈥攕chools were able to separate truly harassing conduct from merely offensive or unwanted speech. Indeed, the 2001 Guidance instructed schools to 鈥渦se these factors to evaluate conduct in order to draw commonsense distinctions between conduct that constitutes sexual harassment and conduct that does not rise to that level.鈥
Perhaps the most important of these evaluative factors is the requirement that allegedly harassing conduct must be evaluated from an objective, 鈥渞easonable person鈥 standpoint. But under the blueprint, reference to this reasonable person standard may no longer be used to determine whether or not conduct is 鈥渟exual harassment.鈥 As the blueprint states:
Sexual Harassment Policy 406.5.1 improperly suggests that the conduct does not constitute sexual harassment unless it is objectively offensive. This policy provides examples of unwelcome conduct of a sexual nature but then states that 鈥淸w]hether conduct is sufficiently offensive to constitute sexual harassment is determined from the perspective of an objectively reasonable person of the same gender in the same situation.鈥 Whether conduct is objectively offensive is a factor used to determine if a hostile environment has been created, but it is not the standard to determine whether conduct was 鈥渦nwelcome conduct of a sexual nature鈥 and therefore constitutes 鈥渟exual harassment.鈥 [Emphasis added.]
Put another way, because 鈥渉ostile environment鈥 harassment is now separate from 鈥渟exual harassment,鈥 OCR no longer requires a showing of objective offense for conduct to be considered harassment. And because 鈥渃onduct鈥 includes 鈥渧erbal conduct鈥 (i.e., speech), even protected speech that wouldn鈥檛 offend a reasonable person may now be deemed 鈥渟exual harassment.鈥 That鈥檚 new鈥攁nd it鈥檚 certainly not common sense.
To demonstrate just how new鈥攁nd dangerous鈥攖his result is, compare the blueprint鈥檚 removal of the objectivity requirement to the about the relationship between the First Amendment and federal anti-discrimination statutes like Title IX. In that letter, OCR made the importance of an objective evaluation very clear:
Harassment, however, to be prohibited by the statutes within OCR鈥檚 jurisdiction, must include something beyond the mere expression of views, words, symbols or thoughts that some person finds offensive. Under OCR鈥檚 standard, the conduct must also be considered sufficiently serious to deny or limit a student鈥檚 ability to participate in or benefit from the educational program. Thus, OCR鈥檚 standards require that the conduct be evaluated from the perspective of a reasonable person in the alleged victim鈥檚 position, considering all the circumstances, including the alleged victim鈥檚 age. [Emphasis added.]
Removing the objectivity requirement and the other evaluative factors presents a serious threat to free expression on campus by rendering any speech of a sexual nature 鈥渟exual harassment鈥 if a listener happens to be offended. As I explained in depth over at , expanding the definition of sexual harassment this broadly means that real harassment will be trivialized, everyone on campus will be effectively branded a harasser, and students and faculty will rationally choose to keep their mouths shut rather than risk offending somebody. Those are all terrible outcomes for free speech on campus.
3. Unlike the 2001 Guidance, the blueprint entirely fails to consider civil liberties.
Finally, the new blueprint differs from the 2001 Guidance because it completely ignores free speech and due process rights. Not only did the 2001 Guidance grant significant deference to schools, and not only did it equate hostile environment harassment with sexual harassment and require conduct to be evaluated via a speech-protective set of factors, it also discussed civil liberties concerns at length, with two separate sections explicitly devoted to the First Amendment and the due process rights of the accused.
With regard to the First Amendment, the 2001 Guidance states plainly that:
Title IX is intended to protect students from sex discrimination, not to regulate the content of speech.... [I]n regulating the conduct of its students and its faculty to prevent or redress discrimination prohibited by Title IX (e.g., in responding to harassment that is sufficiently serious as to create a hostile environment), a school must formulate, interpret, and apply its rules so as to protect academic freedom and free speech rights.
That鈥檚 a very clear recognition of the importance of protecting campus expression, made even clearer by the 2003 Dear Colleague letter that followed, as my colleague Samantha Harris pointed out last week.
In sharp contrast鈥攁gain鈥攖he words 鈥渇ree speech鈥 and 鈥淔irst Amendment鈥 simply do not appear anywhere in the blueprint鈥檚 47 pages.
Sadly, the situation is much the same with regard to due process rights. The 2001 Guidance unequivocally acknowledges the necessity of due process protections:
The Constitution also guarantees due process to students in public and State-supported schools who are accused of certain types of infractions. The rights established under Title IX must be interpreted consistent with any federally guaranteed due process rights involved in a complaint proceeding. Furthermore, the Family Educational Rights and Privacy Act (FERPA) does not override federally protected due process rights of persons accused of sexual harassment. Procedures that ensure the Title IX rights of the complainant, while at the same time according due process to both parties involved, will lead to sound and supportable decisions.
The blueprint, on the other hand, does not. In fact, the blueprint even criticizes the University of Montana鈥檚 emphasis on due process rights:
The focus of the SCC [Student Conduct Code] process is on the perpetrator, his or her due process rights, and resolving possible violations of the SCC, and it does not adequately address the Title IX rights of the victim.
While the blueprint later acknowledges, in passing, that 鈥渟tudents who are accused of [Student Conduct Code] violations are entitled to due process,鈥 this brief aside is far removed from the 2001 Guidance鈥檚 clear recognition. In fact, the blueprint evinces such a contempt for due process rights that it actually goes so far as to suggest that in some cases, punishment may be required before the end of the investigation of allegedly harassing conduct:
In addition, a university must take immediate steps to protect the complainant from further harassment prior to the completion of the Title IX and Title IV investigation/resolution. Appropriate steps may include separating the accused harasser and the complainant, providing counseling for the complainant and/or harasser, and/or taking disciplinary action against the harasser.[Emphasis added.]
Punishing a student before completing an investigation? It鈥檚 hard to imagine a more thorough rejection of due process rights than that.
Conclusion
So those are three major reasons that the blueprint represents a startling new approach for OCR鈥攁nd a real threat to student and faculty rights. There are more. For example, the 2001 Guidance was issued after public notice and comment, in accordance with the Administrative Procedure Act, which requires agencies like OCR to solicit comments from those affected by proposed rulemaking before enactment. (Here鈥檚 athorough discussion of the APA in the context of OCR鈥檚 2011 鈥淒ear Colleague鈥 letter.) In contrast, the blueprint tacitly announces new requirements for institutions under Title IX, but was subject to no such review or comment.
We鈥檒l have much more on the blueprint here soon. In the meantime, if you don鈥檛 support what OCR and DOJ鈥檚 new blueprint has done to student and faculty rights, remember to .
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