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SUNY and OCR Reach Agreement on Sexual Misconduct Policies

Addressing concerns that State University of New York (SUNY) institutions were not responding adequately to sexual misconduct allegations, SUNY and the Department of Education鈥檚 Office for Civil Rights (OCR)  into an agreement on September 30 setting forth changes SUNY will make to its policies and procedures.

In contrast to the University of Montana鈥檚 agreement with OCR and the Department of Justice in May鈥攖he 鈥blueprint鈥濃擲UNY鈥檚 agreement sets forth a narrower definition of 鈥渟exual harassment,鈥 and even increases some protections for accused students. But as Brooklyn College professor KC Johnson pointed out in  last week, some provisions of the agreement may endanger students鈥 due process rights.

翱颁搁鈥檚&苍产蝉辫;findings letter regarding SUNY, issued October 31, states:

Sexual harassment that creates a hostile environment is a form of sex discrimination prohibited by Title IX. Sexual harassment is unwelcome conduct of a sexual nature.  Sexual harassment can include unwelcome sexual advances; requests for sexual favors; and other verbal, nonverbal, or physical conduct of a sexual nature, such as sexual assault or acts of sexual violence.  Sexual harassment of a student creates a hostile environment if the conduct is sufficiently serious that it denies or limits a student鈥檚 ability to participate in or benefit from the recipient鈥檚 program.

In determining whether this denial or limitation has occurred, the United States examines all the relevant circumstances from an objective and subjective perspective, including: the type of harassment (e.g., whether it was verbal or physical); the frequency and severity of the conduct; the age, sex, and relationship of the individuals involved (e.g., teacher-student or student-student); the setting and context in which the harassment occurred; whether other incidents have occurred at the college or university; and other relevant factors.

As an initial matter, this discussion of sexual harassment fails to meet the standard set forth by the Supreme Court in Davis v. Monroe County Board of Education, 526 U.S. 629 (1999): Actionable sexual harassment is targeted, discriminatory conduct that is 鈥渟o severe, pervasive, and objectively offensive that it can be said to deprive the victims of access to the educational opportunities or benefits provided by the school.鈥 So OCR鈥檚 definition is again insufficiently precise and overly broad, as 飞别鈥檝别 stated repeatedly in letters to OCR.

That said, the definition in the SUNY letter is an improvement over the blueprint. First, it鈥檚 functionally narrower than the blueprint鈥檚 definition (鈥渁ny unwelcome conduct of a sexual nature鈥). Second, it makes clear that only conduct that constitutes hostile environment harassment is prohibited by Title IX and thus actionable鈥an important distinction that the blueprint essentially ignored. A footnote in the SUNY findings letter states that for all purposes relevant to OCR鈥檚 jurisdiction and Title IX compliance, student-on-student sexual harassment is sexual harassment that creates a hostile environment: 鈥淩eferences to 鈥榮exual harassment鈥 described in the SUNY System procedures hereafter refer to 鈥榮exual harassment that creates a hostile environment.鈥欌 Relatedly鈥攁nd most importantly鈥攖he SUNY findings letter does not mandate the verbatim adoption of the blueprint鈥檚 broad definition as controlling policy. That鈥檚 a significant difference, because it means that unlike the blueprint, the findings letter does not require that SUNY institutions prohibit protected speech.

The language in the SUNY findings letter tracks that contained in 翱颁搁鈥檚&苍产蝉辫;. Indeed, a footnote in the letter explicitly states that the 鈥渁pplicable legal standards described herein are more fully discussed鈥 in the 2001 Guidance and in 鈥淒ear Colleague鈥 letters from OCR in  and . So while sexual harassment is, descriptively speaking, 鈥渦nwelcome conduct of a sexual nature,鈥 it is not any such conduct, but instead only conduct that objectively and subjectively denies a student access to educational benefits. And given the substantive ways the blueprint broke with the 2001Guidance, this similarity represents an improvement, even just by seemingly restoring the status quo.

SUNY鈥檚 and OCR鈥檚 reference to pre-2013 OCR Guidance rather than the blueprint is perhaps surprising, considering SUNY associate counsel Andrea Stagg鈥檚 June  for Inside Higher Ed dismissing 果冻传媒app官方鈥檚 concerns with the blueprint. FIREbelieves that policies concerning student-on-student sexual harassment should track the Davis standard, but the standards SUNY has agreed to pose less of a threat to protected speech than the blueprint.

In addition, while much of the findings letter and agreement with SUNY focuses on ensuring a swift investigation along with resources and remedial measures in order to protect the complainant, the agreement provides important fixes for accused students as well. For example, an investigation at SUNY Albany revealed that the school failed to 鈥渋nform the accused of appeal rights even though the complainant was so informed.鈥 SUNY鈥檚 steps to rectify these discrepancies between the procedural protections afforded both parties are critically important, particularly in light of the low 鈥減reponderance of the evidence鈥 standard of proof OCR has mandated for determining responsibility in campus sexual misconduct hearings nationwide.

But SUNY鈥檚 agreement with OCR also allows for schools to investigate and hold disciplinary hearings even in cases where law enforcement officers鈥攚ho are all but certainly better trained and equipped to investigate claims involving criminal conduct鈥攈ave determined that there is insufficient evidence to move forward with a case. Johnson writes:

The consent agreement holds that not only must SUNY not rely on law enforcement agencies to investigate allegations鈥攂ut that in instances where an accuser simultaneously files campus and criminal charges, SUNY must comprehensively investigate, even if it receives word that no criminal charges are filed. (SUNY, in fact, promises to 鈥減romptly resume [any] Title IX investigation as soon as notified by the law enforcement agency that it has completed the evidence gathering process.鈥) Under the consent agreement, therefore, SUNY is now obligated to independently investigate the (rare) cases in which police not only don鈥檛 pursue charges but charge an accuser with filing a false report. This might be deemed the 鈥淐aleb Warner Rule鈥 (the North Dakota student deemed a rapist by his school even after police filed charges against his accuser), and suggests the possibility that SUNY could brand a student a rapist even if police had independently concluded his accuser was lying.

Johnson also noted that both the findings letter and agreement frequently refer to the complainant as the 鈥渧ictim,鈥 rather than 鈥渁lleged victim,鈥 鈥渁ccuser,鈥 or 鈥渃omplainant.鈥 This choice of language arguably erodes the presumption of innocence afforded the accused student.

The agreement will  29 SUNY schools including 219,000 students and 70,000 employees. (The agreement does not apply to SUNY鈥檚 community colleges.) SUNY spokesman David Doyle  a hope that SUNY campuses would be 鈥渘ational models for Title IX compliance and training.鈥 Beyond SUNY schools, though, it鈥檚 difficult to predict what impact the agreement might have on other colleges and universities.

For now, the most important aspect of the SUNY agreement might be the fact that it departs from the 鈥渂lueprint鈥 announced just months ago. Following the changes from the blueprint reflected in the actual policy eventually adopted by the University of Montana itself, one might conclude that the most striking overreach articulated in the blueprint鈥攎andating use of the broad definition of sexual harassment鈥攈as been more or less retracted by OCR. Time will tell鈥攁nd FIREwill be watching.

Image: Hawkins Hall, SUNY Plattsburgh - 

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