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Is Due Process in Danger at Penn?

Late last month, the student newspaper that the University of Pennsylvania would be changing the way it handles complaints of sexual assault in response to federal guidelines. Specifically, Penn plans to hire a professional Title IX investigator who:

will review the evidence in every case and interview both the complainant and respondent about the incident. After issuing a preliminary report, both the complainant and respondent will have an opportunity to provide feedback and further information, after which a final report with a proposed recommendation and sanction will be issued.

This is the type of single-investigator model recommended by the White House Task Force to Protect FIREfrom Sexual Assault. FIREhas repeatedly stated our concerns about the single-investigator model, which empowers one individual to serve as detective, judge, and jury, and which dispenses with the notion that someone accused of serious wrongdoing should have the opportunity to challenge his or her accuser鈥檚 testimony.

According to the DP, the new procedures will allow the Title IX investigator鈥檚 decision to be appealed 鈥渢o an all-faculty panel trained in handling sexual assault cases.鈥

In addition to the obvious concerns raised by the single-investigator model and the faculty-only panels, students, faculty, and others concerned with due process should also pay close attention to what kind of 鈥渢raining鈥 these faculty members will receive. In the spring of 2012, Penn offered as a 鈥渢emplate for other nonprofit colleges and universities.鈥 That guide consists of 鈥17 tips for student discipline adjudicators,鈥 none of which addresses the essentiality of due process for accused students, and some of which raise serious concerns about the impartiality of Penn鈥檚 sexual misconduct hearing panels.

One of the tips, for example, is that 鈥渇alse allegations of rape are not common.鈥 The sole source cited for this statement is a study co-authored by David Lisak, a clinical psychologist who has . While false allegations may or may not be rare, there is a serious question as to the appropriateness of including such a claim in materials supposedly intended to train impartial sexual assault adjudicators. :

Imagine the (appropriate) outrage from civil libertarians if jurors in all murder trials received specialized training, including a 鈥渢ip鈥 that only a small percentage of murder claims are false. It seems likely, of course, that most people indicted for murder are, in fact, guilty. But such a statistic should (and must) be irrelevant to the individual juror, who is supposed to evaluate based on the specific evidence in a specific case. Including such 鈥渢raining鈥 would send a message that prospective jurors should conclude that the individual defendant is guilty.

So it is with Penn鈥檚 training 鈥渢ip鈥 that false accusations are allegedly rare. The only purpose for such a 鈥渢ip鈥 would be to prompt panelists that they should presume the accuser is telling the truth, and return with a guilty finding.

There are also several tips relating to why an alleged victim鈥檚 demeanor should not detract from his or her credibility, but the only analogous tip regarding alleged perpetrators relates to why his/her demeanor should not be taken as positive evidence of his/her credibility.

Tip #10, for example, states that 鈥渧ictim behaviors during and after a sexual assault may appear counterintuitive to those unfamiliar with sexual assault.鈥 According to Tip #11, 鈥渢he fact that a complainant recounts a sexual assault differently from one retelling to the next may reflect memory processes rather than inattentiveness or deceit.鈥 And Tip #12 discusses how a sexual assault complainant may display a 鈥渇lat affect鈥 in spite of his or her trauma, which 鈥渄oes not, by itself, show that no assault occurred.鈥

By contrast, Tip #15 states that 鈥渁 respondent [that is, the accused] in a sexual misconduct complaint may have many apparent positive attributes such as talent, charm, and maturity. A respondent may display, for example, a deep commitment to community service and excellent career potential. Such attributes, while commendable, are generally irrelevant to whether the respondent engaged in nonconsensual sexual activity with the complainant.鈥

The problem with the tips is that these are materials intended to train supposedly impartial hearing panelists, yet they all seem geared towards encouraging the panelists to believe the accuser over the accused. This contravenes the traditional presumption of innocence afforded to people accused of serious wrongdoing.

The training materials also instruct hearing panelists to avoid certain types of 鈥渧ictim blaming questions鈥濃攕omething which my father, Penn professor and FIREco-founder Alan Charles Kors, questioned in an email to the administration. According to the training materials, victim-blaming questions include 鈥淲hy did you wait so long to report this?鈥 and 鈥淵ou had the chance to report this incident to the police, why didn鈥檛 you choose to do that?鈥 Regarding these questions, Professor Kors wrote, 鈥淨uestions to the defendant that you rule out of court include questions that every defense lawyer that I have spoken with would utilize to achieve fairness and justice for her or his client.鈥

In response to all of this, I reached out to Penn鈥檚 General Counsel, Wendy White, who is as one of 鈥渢he three people primarily responsible鈥 for the 2012 training materials (although she denied as much in an email response to Professor Kors). In response to my questions about how Penn鈥檚 new procedures will impact due process, White wrote:

I assure you that we are looking carefully and thoughtfully at all of our procedures and protocols to ensure that both complainants and respondents are treated fairly and appropriately in these very complex and sensitive cases. We are still in the process of shaping the new model and will certainly keep your views in mind.

I should add that the 鈥淭emplate鈥 you refer to was not developed as a template but as an internal guidance document for use by the Office of Student Conduct two years ago. We have every intention to review the guidance to make sure it fair [sic] and in no way has any adverse effect on the presumption of innocence. We also expect to develop new training programs for adjudicators in the new process.

Again, thank you for raising these important issues. This is a matter we take very seriously and share your concern that the process of adjudication is fair and equitable for our community.

FIRE appreciates White鈥檚 prompt and thoughtful response, and we are happy to hear Penn鈥檚 top legal official acknowledge the importance of the presumption of innocence. However, we must remain skeptical because we hear empty promises to respect due process all the time. Just last month Penn President Amy Gutmann that 鈥淸t]here has to be a fair and effective way of dealing with accusations of sexual assault. And I think we at Penn take this extremely seriously 鈥 period.鈥 But despite that emphasis on fairness, the university has dispensed of hearings and adopted an affirmative consent standard that effectively requires accused students to prove their innocence.

If there is a glimmer of hope, it is the fact that Penn has been responsive to free speech concerns that FIREhas raised over the years and is a longtime 鈥済reen light鈥 institution. So we know the university takes input regarding student rights seriously. But with the intense external pressure from the federal government to curtail the rights of accused students in order to address campus sexual assault, it is impossible to know whether calmer heads will be able to prevail. In the meantime, therefore, it is essential that those of us who care about fundamental fairness on campus keep a hopeful but watchful eye on the situation.

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